Manager Of Financial Advisors job in London at Randstad ME

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Manager of Financial Advisors

Company: Randstad ME

Location: London

Date Posted: Feb 12, 2012

Maintain HR records including training. ? Hold staff accountable for the work assigned to them and requirements the staff need to follow in order to fulfill those requirements. ? Hold service providers (including group companies and outside service providers) accountable and ensure that the services delivered are in line with the contractual relationship. ? Report regularly on the performance of the service providers and ensure that the reports and responsibilities assigned to them are fulfilled. ? Ensure that Accounting Records are kept up to date. ? Ensure that all the tax requirements are fulfilled and adhered to. ? Raise awareness and ensure compliance of relevant individuals by ensuring: ?
Setting of new business targets for the retail distribution channel with a view to increase fees earned and assets under management through sound advice and minimising of costs. ? Ensure that advisors commit to these targets upfront, and their progress to targets must be reported monthly (on a format that is agreed with the Executives). ? Formulate a strategy for AML compliance, and implement, and monitor compliance. ? Formulate a strategy with regard to compliance of all relevant legislation, implement and achieve. ? Formulate a retention strategy and ensure retention of existing business ?...View full job description
From eFinancialCareers.com 12 Feb 2012
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